Convicts in NSW – an overview of available records Part 1

ball_and_chain 300x225Many of us are thrilled these days to find that we have a convict amongst our ancestors. How do you find out more about him or her? The administration of the convict system required a lot of paperwork and a great deal of it survives. We can follow the career of a convict and look at the records that were produced at each stage of his/her career.

Trial records for trials in England. If your convict was tried in Middlesex, at the Old Bailey in London, the trial record may be available online at http://www.oldbaileyonline.org/search/ which gives images of the actual record of the trial proceedings. The records of Quarter Sessions courts are held by County Record Offices in England, although the Society of Australian Genealogists may have a copy. Criminal Registers for Middlesex from 1791 and other counties from 1805 give a small amount of information about the trial and have been microfilmed and are available in Sydney.

Convict indents are the lists of convicts delivered to the Colony by the transport ships, and were the official record of the convicts’ arrival. Early lists of arrivals gave the bare minimum of information – name, when and where convicted, and the sentence, usually transportation for 7 or 14 years or for life. Later lists included more information such as age, and later still included occupation, native place, and a physical description. By 1826 the offence, former convictions, religion, marital status, number of children and education were also included.

Early indents were handwritten and bound into volumes and so are now called “bound indents”. Later they were printed and distributed to magistrates and officials to enable them to identify individual convicts – “printed indents”. Magistrates were then in a position to grant tickets of leave and other indulgences.

Convicts may also appear on musters and other lists such as those of embarkation in England or Ireland, or of transportation between colonies.

Assignment once a convict arrived in Sydney he/she was either employed on public works or, more commonly, assigned to a private settler to work and to be fed and clothed. Men were usually employed as field labourers or tradesmen; women as domestic servants or at the Female Factory manufacturing wool and linen. Most of the records of assignment have been lost; lists of “convicts sent to various districts after being disembarked” exist for the years 1814-1826. Musters and censuses can also be used to determine the whereabouts of convicts.

There are records of convicts in iron’d gangs and road parties for a few years in the 1830s and early 1840s. Some convicts were granted exemption from government service and others absconded or ran away, and some of these records still exist. Bound indents for 1826-1832 record “how disposed of” and usually gives assignment after arrival.

Ticket of Leave was the first step towards the convicts’ freedom, allowing the convict to work for himself as long as he stayed in the district for which it was granted. In general, a convict was granted a ticket of leave after 4 years of a 7 year sentence; 6-8 years of a 14 year sentence, or 8-12 years of a life sentence. Some applications for tickets of leave survive; registers for tickets of leave issued for 1810-1814 and 1824-1833; and the ticket of leave butts from 1827-1875 – these are the stubs after the actual ticket of leave was removed and given to the convict. An excellent index to tickets of leave for 1810-1875 is available at the website of the Society of Australian Genealogists.

A ticket of leaver could apply for a “passport” which allowed him to travel to a district other than the one for which his ticket of leave was issued for work purposes. The passport was usually issued for a period of twelve months, after which time it could be renewed. The butts of ticket of leave passorts are available for the years 1835-1869 and show the name, ship and year of arrival, date and place of trial, sentence, ticket of leave number, and what the holder is allowed to do.

Actual freedom for the convict was granted at a later stage, and will be covered in Part 2. Part 3 will cover other records that may be available for convicts, such as requests for permission to marry. Most of the records relating to convicts have been microfilmed and many if not most records have been indexed, allowing quick identification of the records available to individual convicts. The State Records NSW website has many online indexes related to convicts, and the microfilms are available at the State Records NSW Reading Rooms and many libraries. Although indexes can give you a thrill when you find your convict ancestor, the thrill of seeing the actual record about your ancestor is so much greater!

Sources

State Records New South Wales, Guide to New South Wales State Archives relating to Convicts and Convict Administration. Sydney: State Records Authority of New South Wales, 2006.

Cora Num, Convict Records in Australia. ACT: Cora Num, 2003.

Five essential websites for NSW genealogy

Today I want to discuss websites that I find to be essential for researching family history in New South Wales. Genealogy has come a very long way in the last few years, with so many government repositories and others putting indexes, and even images of the actual records, online. Here are the websites that I use most often.

1. NSW Registry of Births Deaths and Marriages Historical Index Search is a necessary first step for anyone starting on their family history. Starting with the people you know – your parents and their parents, you can then start putting the meat on the bones – the hard evidence of birth, death, and marriage registrations. The index allows searching for births from 1788 to 1906 by name and/or parents’ names; deaths from 1788 to 1976 by name or parents’ names; and marriages from 1788 to 1956 by either or both parties’ names. The upper search limit increases each year by one year. Once an entry is found the certificate can be ordered and paid for online. Current cost for a certificate is $25.00.

2. NSW State Records was previously names the Archives Office of NSW. Their indexes online has many useful indexes including some censuses; Colonial Secretary Correspondence; Convicts; Court, Police and Prison records such as civil and criminal cases, divorces, gaol photographs, police service records, and some early probate records; Deceased Estate files of the Stamp Duties Office; Education and Child Welfare; Immigration and Shipping; Indigenous Australians; Insolvencies; Land records and Naturalization. Additional records and series are added to as indexing progresses. The Convict and Immigration indexes are essential resources for finding out how your ancestor arrived in Australia. Some indexes are held on the websites of other organisations.

3. Society of Australian Genealogists is based in Sydney and is a marvelous resource for Australian research and NSW research in particular. Their research guides are enormously helpful – factual and very informative. Online databases include Convicts’ Tickets of Leave, Electoral districts for Sydney Streets, Soldiers and Marines from 1787 to 1830, and NSW Ships Musters 1816-1825. The catalogue shows what resources are available when you visit the library and is being added to all the time.

4. State Library of NSW has many resources that are also available in other repositories such as State Records NSW. I always check their catalogue to see if it is worthwhile to visit for records on microfilm or microfiche, both Australian and from the UK. They also have some records for other states. Mitchell Library and the William Dixson Library in particular specialise in Australian and New Zealand books and manuscripts. The State Library also has a vast collection of maps and plans, pictures, photographs and newspapers.

5. NSW Department of Lands is not an immediately obvious source for family history, and it does allow some limited property searches here. What I use it for most often is its Historical Parish Maps, which can be viewed in small sections from here. It may be useful before doing a map search to find the correct parish using the search at the Geographical Names Board. All the existing parish maps that have been superceded by more recent versions have been digitised and put online. Towns are included to the street level, and portions of land have the names of the original purchaser. Hours can be spent looking at these maps. CDs of the maps are also available from the Department.

6. I know I said there would be five websites, but I think the State Records NSW website must be mentioned again apart from its online indexes. This is the place to find out whether the records you want actually exist and have been archived. As the progressive indexing of their holding continues more and more records can be found by searching in Archives Investigator, their catalogue search facility. For example, probate files can be found by searching for the name and the word “death” as keywords (and using “All Words” not “Exact Phrase”). Their Archives in Brief series are very useful guides to the records they hold and are available online or in hardcopy in State Records Reading Rooms.

These are the NSW sites that I use most often in my research for myself and others. I would be very interested to hear from others if they disagree with anything on my list, or have others they would like to share.

Switch to our mobile site